Advanced Certificate in Fintech, Sustainable and Ethical Finance Module 5: Regulation, Policy, and Compliance in Fintech and Sustainable Finance
- Finance & Investment
- Innovation & Business Improvement
This module is conducted in-person.
2 Full Days (Weekdays)
Who Should Attend
- Legal and compliance professionals in fintech and sustainable finance
- Fintech entrepreneurs understanding the regulatory landscape
- Policy makers, regulators crafting legislation
- Investors, finance professionals tracking policy developments
PREREQUISITES
There are no prerequisites for this programme. Prior knowledge on any of the topics is not required.
Overview
Regulation, policy, and compliance are crucial in shaping both sustainable fintech and traditional Fintech. The evolving fintech sector is increasingly focused on integrating sustainability practices, with regulatory frameworks emphasising alignment with environmental, social, and governance (ESG) principles. Sustainable fintech addresses global challenges through eco-friendly technologies and responsible business practices. Regulatory bodies play a key role in creating an environment that fosters innovation while ensuring consumer rights, data privacy, and financial stability. Compliance is not just a legal requirement but also essential for building trust in the fintech ecosystem.
Striking a balance between innovation and regulatory compliance poses a challenge for sustainable Fintech, highlighting the need for collaboration between regulators, policymakers, and Fintech innovators to establish frameworks promoting sustainability and ethical practices. This module will dissect the policy environment affecting Fintech and sustainable finance, ensuring that participants are well-equipped to handle compliance and ethical considerations while innovating in the space of green finance.
Learning Objectives
At the end of the 2-day module, participants will be able to:
- Navigate the regulatory frameworks and compliance requirements relevant to Fintech and sustainable Fintech
- Understand the regulatory challenges in Fintech and the implications of fintech solutions in sustainable finance
- Evaluate the role of policy in shaping the growth and direction of sustainable Fintech initiatives
- Develop critical thinking on the policy recommendations that could support the advancement of sustainable fintech while ensuring ethical integrity and social responsibility
- Unpack the regulatory landscape for Fintech with special attention to sustainable finance, climate-related financial disclosures, and potential considerations
- Discuss the role of financial regulators, international frameworks, and policy trends that are shaping the sustainable Fintech ecosystem
- Delve into the governance component of environmental, social, and governance (ESG), emphasising ethical decision-making, transparency, and accountability
Assessment
As part of the requirement for SkillsFuture Singapore, there will be an assessment conducted at the end of the course. The mode of assessment, which is up to the trainer’s discretion, may be an online quiz, a presentation or based on classroom exercises.
Participants are required to attain a minimum of 75% attendance and pass the associated assessment in order to receive a digital Certificate of Completion issued by Singapore Management University.
Calculate Programme Fee
Fee Table
| COMPANY-SPONSORED | |||
|
PARTICIPANT PROFILE |
SELF-SPONSORED |
SME |
NON-SME |
|
Singapore Citizen < 40 years old Permanent Resident LTVP+
|
$654 (After SSG Funding 70%) |
$254 (After SSG Funding 70% |
$654 (After SSG Funding 70%) |
|
Singapore Citizen ≥ 40 years old |
$254 (After SSG Funding 70% |
$254 (After SSG Funding 70% |
$254 (After SSG Funding 70% |
|
International Participant |
$2,180 (No Funding) |
$2,180 (No Funding) |
$2,180 (No Funding) |
All prices include 9% GST
Please note that the programme fees are subject to change without prior notice.
Post Secondary Education Account (PSEA)
PSEA can be utilised for subsidised programmes eligible for SkillsFuture Credit support. Click here to find out more.
Self Sponsored
SkillsFuture Credit
Singapore Citizens aged 25 and above may use their SkillsFuture Credits to pay for the course fees. The credits may be used on top of existing course fee funding.
This is only applicable to self-sponsored participants. Application to utilise SkillsFuture Credits can be submitted when making payment for the course via the SMU Academy TMS Portal, and can only be made within 60 days of course start date.
Please click here for more information on the SkillsFuture Credit. For help in submitting an SFC claim, you may wish to refer to our step-by-step guide on claiming SkillsFuture Credits (Individual).Workfare Skills Support Scheme
From 1 July 2023, the Workfare Skills Support (WSS) scheme has been enhanced. Please click here for more details.
Company Sponsored
Enhanced Training Support for SMEs (ETSS)
- Organisation must be registered or incorporated in Singapore
- Employment size of not more than 200 or with annual sales turnover of not more than $100 million
- Trainees must be hired in accordance with the Employment Act and fully sponsored by their employers for the course
- Trainees must be Singapore Citizens or Singapore Permanent Residents
- Trainees must not be a full-time national serviceman
- Trainees are eligible for ETSS funding only if their company's SME status is approved prior to the course commencement date. To verify your SME's status, please click here.
Please click here for more information on ETSS.
Absentee Payroll
Companies who sponsor their employees for the course may apply for Absentee Payroll here. For more information, please refer to:
AP Guide (Non-SME Companies)
Declaration Guide (SME Companies)
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